Anderegg, Alfred H. Andy, Ferrell, Uma D..
2022.
Assurance Case Along a Safety Continuum. 2022 IEEE/AIAA 41st Digital Avionics Systems Conference (DASC). :1–10.
The FAA proposes Safety Continuum that recognizes the public expectation for safety outcomes vary with aviation sectors that have different missions, aircraft, and environments. The purpose is to align the rigor of oversight to the public expectations. An aircraft, its variants or derivatives may be used in operations with different expectations. The differences in mission might bring immutable risks for some applications that reuse or revise the original aircraft type design. The continuum enables a more agile design approval process for innovations in the context of a dynamic ecosystems, addressing the creation of variants for different sectors and needs. Since an aircraft type design can be reused in various operations under part 91 or 135 with different mission risks the assurance case will have many branches reflecting the variants and derivatives.This paper proposes a model for the holistic, performance-based, through-life safety assurance case that focuses applicant and oversight alike on achieving the safety outcomes. This paper describes the application of goal-based, technology-neutral features of performance-based assurance cases extending the philosophy of UL 4600, to the Safety Continuum. This paper specifically addresses component reuse including third-party vehicle modifications and changes to operational concept or eco-system. The performance-based assurance argument offers a way to combine the design approval more seamlessly with the oversight functions by focusing all aspects of the argument and practice together to manage the safety outcomes. The model provides the context to assure mitigated risk are consistent with an operation’s place on the safety continuum, while allowing the applicant to reuse parts of the assurance argument to innovate variants or derivatives. The focus on monitoring performance to constantly verify the safety argument complements compliance checking as a way to assure products are "fit-for-use". The paper explains how continued operational safety becomes a natural part of monitoring the assurance case for growing variety in a product line by accounting for the ecosystem changes. Such a model could be used with the Safety Continuum to promote applicant and operator accountability delivering the expected safety outcomes.
ISSN: 2155-7209
Sikder, Md Nazmul Kabir, Batarseh, Feras A., Wang, Pei, Gorentala, Nitish.
2022.
Model-Agnostic Scoring Methods for Artificial Intelligence Assurance. 2022 IEEE 29th Annual Software Technology Conference (STC). :9–18.
State of the art Artificial Intelligence Assurance (AIA) methods validate AI systems based on predefined goals and standards, are applied within a given domain, and are designed for a specific AI algorithm. Existing works do not provide information on assuring subjective AI goals such as fairness and trustworthiness. Other assurance goals are frequently required in an intelligent deployment, including explainability, safety, and security. Accordingly, issues such as value loading, generalization, context, and scalability arise; however, achieving multiple assurance goals without major trade-offs is generally deemed an unattainable task. In this manuscript, we present two AIA pipelines that are model-agnostic, independent of the domain (such as: healthcare, energy, banking), and provide scores for AIA goals including explainability, safety, and security. The two pipelines: Adversarial Logging Scoring Pipeline (ALSP) and Requirements Feedback Scoring Pipeline (RFSP) are scalable and tested with multiple use cases, such as a water distribution network and a telecommunications network, to illustrate their benefits. ALSP optimizes models using a game theory approach and it also logs and scores the actions of an AI model to detect adversarial inputs, and assures the datasets used for training. RFSP identifies the best hyper-parameters using a Bayesian approach and provides assurance scores for subjective goals such as ethical AI using user inputs and statistical assurance measures. Each pipeline has three algorithms that enforce the final assurance scores and other outcomes. Unlike ALSP (which is a parallel process), RFSP is user-driven and its actions are sequential. Data are collected for experimentation; the results of both pipelines are presented and contrasted.
Ferrell, Uma D., Anderegg, Alfred H. Andy.
2022.
Holistic Assurance Case for System-of-Systems. 2022 IEEE/AIAA 41st Digital Avionics Systems Conference (DASC). :1–9.
Aviation is a highly sophisticated and complex System-of-Systems (SoSs) with equally complex safety oversight. As novel products with autonomous functions and interactions between component systems are adopted, the number of interdependencies within and among the SoS grows. These interactions may not always be obvious. Understanding how proposed products (component systems) fit into the context of a larger SoS is essential to promote the safe use of new as well as conventional technology.UL 4600, is a Standard for Safety for the Evaluation of Autonomous Products specifically written for completely autonomous Load vehicles. The goal-based, technology-neutral features of this standard make it adaptable to other industries and applications.This paper, using the philosophy of UL 4600, gives guidance for creating an assurance case for products in an SoS context. An assurance argument is a cogent structured argument concluding that an autonomous aircraft system possesses all applicable through-life performance and safety properties. The assurance case process can be repeated at each level in the SoS: aircraft, aircraft system, unmodified components, and modified components. The original Equipment Manufacturer (OEM) develops the assurance case for the whole aircraft envisioned in the type certification process. Assurance cases are continuously validated by collecting and analyzing Safety Performance Indicators (SPIs). SPIs provide predictive safety information, thus offering an opportunity to improve safety by preventing incidents and accidents. Continuous validation is essential for risk-based approval of autonomously evolving (dynamic) systems, learning systems, and new technology. System variants, derivatives, and components are captured in a subordinate assurance case by their developer. These variants of the assurance case inherently reflect the evolution of the vehicle-level derivatives and options in the context of their specific target ecosystem. These subordinate assurance cases are nested under the argument put forward by the OEM of components and aircraft, for certification credit.It has become a common practice in aviation to address design hazards through operational mitigations. It is also common for hazards noted in an aircraft component system to be mitigated within another component system. Where a component system depends on risk mitigation in another component of the SoS, organizational responsibilities must be stated explicitly in the assurance case. However, current practices do not formalize accounting for these dependencies by the parties responsible for design; consequently, subsequent modifications are made without the benefit of critical safety-related information from the OEMs. The resulting assurance cases, including 3rd party vehicle modifications, must be scrutinized as part of the holistic validation process.When changes are made to a product represented within the assurance case, their impact must be analyzed and reflected in an updated assurance case. An OEM can facilitate this by integrating affected assurance cases across their customer’s supply chains to ensure their validity. The OEM is expected to exercise the sphere-of-control over their product even if it includes outsourced components. Any organization that modifies a product (with or without assurance argumentation information from other suppliers) is accountable for validating the conditions for any dependent mitigations. For example, the OEM may manage the assurance argumentation by identifying requirements and supporting SPI that must be applied in all component assurance cases. For their part, component assurance cases must accommodate all spheres-of-control that mitigate the risks they present in their respective contexts. The assurance case must express how interdependent mitigations will collectively assure the outcome. These considerations are much more than interface requirements and include explicit hazard mitigation dependencies between SoS components. A properly integrated SoS assurance case reflects a set of interdependent systems that could be independently developed..Even in this extremely interconnected environment, stakeholders must make accommodations for the independent evolution of products in a manner that protects proprietary information, domain knowledge, and safety data. The collective safety outcome for the SoS is based on the interdependence of mitigations by each constituent component and could not be accomplished by any single component. This dependency must be explicit in the assurance case and should include operational mitigations predicated on people and processes.Assurance cases could be used to gain regulatory approval of conventional and new technology. They can also serve to demonstrate consistency with a desired level of safety, especially in SoSs whose existing standards may not be adequate. This paper also provides guidelines for preserving alignment between component assurance cases along a product supply chain, and the respective SoSs that they support. It shows how assurance is a continuous process that spans product evolution through the monitoring of interdependent requirements and SPI. The interdependency necessary for a successful assurance case encourages stakeholders to identify and formally accept critical interconnections between related organizations. The resulting coordination promotes accountability for safety through increased awareness and the cultivation of a positive safety culture.
ISSN: 2155-7209
Khan, Muhammad Maaz Ali, Ehabe, Enow Nkongho, Mailewa, Akalanka B..
2022.
Discovering the Need for Information Assurance to Assure the End Users: Methodologies and Best Practices. 2022 IEEE International Conference on Electro Information Technology (eIT). :131–138.
The use of software to support the information infrastructure that governments, critical infrastructure providers and businesses worldwide rely on for their daily operations and business processes is gradually becoming unavoidable. Commercial off-the shelf software is widely and increasingly used by these organizations to automate processes with information technology. That notwithstanding, cyber-attacks are becoming stealthier and more sophisticated, which has led to a complex and dynamic risk environment for IT-based operations which users are working to better understand and manage. This has made users become increasingly concerned about the integrity, security and reliability of commercial software. To meet up with these concerns and meet customer requirements, vendors have undertaken significant efforts to reduce vulnerabilities, improve resistance to attack and protect the integrity of the products they sell. These efforts are often referred to as “software assurance.” Software assurance is becoming very important for organizations critical to public safety and economic and national security. These users require a high level of confidence that commercial software is as secure as possible, something only achieved when software is created using best practices for secure software development. Therefore, in this paper, we explore the need for information assurance and its importance for both organizations and end users, methodologies and best practices for software security and information assurance, and we also conducted a survey to understand end users’ opinions on the methodologies researched in this paper and their impact.
Cobos, Luis-Pedro, Miao, Tianlei, Sowka, Kacper, Madzudzo, Garikayi, Ruddle, Alastair R., El Amam, Ehab.
2022.
Application of an Automotive Assurance Case Approach to Autonomous Marine Vessel Security. 2022 International Conference on Electrical, Computer, Communications and Mechatronics Engineering (ICECCME). :1–9.
The increase of autonomy in autonomous surface vehicles development brings along modified and new risks and potential hazards, this in turn, introduces the need for processes and methods for ensuring that systems are acceptable for their intended use with respect to dependability and safety concerns. One approach for evaluating software requirements for claims of safety is to employ an assurance case. Much like a legal case, the assurance case lays out an argument and supporting evidence to provide assurance on the software requirements. This paper analyses safety and security requirements relating to autonomous vessels, and regulations in the automotive industry and the marine industry before proposing a generic cybersecurity and safety assurance case that takes a general graphical approach of Goal Structuring Notation (GSN).
Chen, Di.
2022.
Practice on the Data Service of University Scientific Research Management Based on Cloud Computing. 2022 World Automation Congress (WAC). :424–428.
With the continuous development of computer technology, the coverage of informatization solutions covers all walks of life and all fields of society. For colleges and universities, teaching and scientific research are the basic tasks of the school. The scientific research ability of the school will affect the level of teachers and the training of students. The establishment of a good scientific research environment has become a more important link in the development of universities. SR(Scientific research) data is a prerequisite for SR activities. High-quality SR management data services are conducive to ensuring the quality and safety of SRdata, and further assisting the smooth development of SR projects. Therefore, this article mainly conducts research and practice on cloud computing-based scientific research management data services in colleges and universities. First, analyze the current situation of SR data management in colleges and universities, and the results show that the popularity of SR data management in domestic universities is much lower than that of universities in Europe and the United States, and the data storage awareness of domestic researchers is relatively weak. Only 46% of schools have developed SR data management services, which is much lower than that of European and American schools. Second, analyze the effect of CC(cloud computing )on the management of SR data in colleges and universities. The results show that 47% of SR believe that CC is beneficial to the management of SR data in colleges and universities to reduce scientific research costs and improve efficiency, the rest believe that CC can speed up data storage and improve security by acting on SR data management in colleges and universities.
ISSN: 2154-4824
Haque, Siam, Mirzaei, Shahnam.
2022.
System on Chip (SoC) Security Architecture Framework for Isolated Domains Against Threats. 2022 IEEE International Symposium on Hardware Oriented Security and Trust (HOST). :29–32.
This paper presents a definition of a secure system and design principles, which help govern security policies within an embedded system. By understanding a secure system, a common system on chip (SoC) architecture is evaluated and their vulnerabilities explored. This effort helped define requirements for a framework for a secure and isolated SoC architecture for users to develop in. Throughout this paper, a SoC architecture framework for isolated domains has been proposed and its robustness verified against different attack scenarios. To support different levels of criticality and complexity in developing user applications, three computing domains were proposed: security and safety critical (SSC) domain, high performance (HP) domain, and sandbox domain. These domains allow for complex applications to be realized with varying levels of security. Isolation between different computing domains is established using consumer off the shelf (COTS) techniques and architectural components provided by the Zynq Ultrascale+ (ZU+) multiprocessor SoC (MPSoC). To the best of our knowledge, this is the first work that implements a secure system design on the ZU+ platform. There have been many other implementations in hardware security to mitigate certain attack scenarios such as side channel attacks, temporal attacks, hardware trojans, etc. However, our work is different than others, as it establishes the framework for isolated computing domains for secure applications and also verifies system security by attacking one domain from the others.
Li, Nige, Zhou, Peng, Wang, Tengyan, Chen, Jingnan.
2022.
Control flow integrity check based on LBR register in power 5G environment. 2022 China International Conference on Electricity Distribution (CICED). :1211–1216.
This paper proposes a control flow integrity checking method based on the LBR register: through an analysis of the static target program loaded binary modules, gain function attributes such as borders and build the initial transfer of legal control flow boundary, real-time maintenance when combined with the dynamic execution of the program flow of control transfer record, build a complete profile control flow transfer security; Get the call location of /bin/sh or system() in the program to build an internal monitor for control-flow integrity checks. In the process of program execution, on the one hand, the control flow transfer outside the outline is judged as the abnormal control flow transfer with attack threat; On the other hand, abnormal transitions across the contour are picked up by an internal detector. In this method, by identifying abnormal control flow transitions, attacks are initially detected before the attack code is executed, while some attacks that bypass the coarse-grained verification of security profile are captured by the refined internal detector of control flow integrity. This method reduces the cost of control flow integrity check by using the safety profile analysis of coarse-grained check. In addition, a fine-grained shell internal detector is inserted into the contour to improve the safety performance of the system and achieve a good balance between performance and efficiency.
Lehniger, Kai, Schölze, Mario, Jelonek, Jonas, Tabatt, Peter, Aftowicz, Marcin, Langendorfer, Peter.
2022.
Combination of ROP Defense Mechanisms for Better Safety and Security in Embedded Systems. 2022 25th Euromicro Conference on Digital System Design (DSD). :480–487.
Control flow integrity (CFI) checks are used in desktop systems, in order to protect them from various forms of attacks, but they are rarely investigated for embedded systems, due to their introduced overhead. The contribution of this paper is an efficient software implementation of a CFI-check for ARM-and Xtensa processors. Moreover, we propose the combination of this CFI-check with another defense mechanism against return-oriented-programming (ROP). We show that by this combination the security is significantly improved. Moreover, it will also in-crease the safety of the system, since the combination can detect a failed ROP-attack and bring the system in a safe state, which is not possible when using each technique separately. We will also report on the introduced overhead in code size and run time.
Amaya-Mejía, Lina María, Duque-Suárez, Nicolás, Jaramillo-Ramírez, Daniel, Martinez, Carol.
2022.
Vision-Based Safety System for Barrierless Human-Robot Collaboration. 2022 IEEE/RSJ International Conference on Intelligent Robots and Systems (IROS). :7331–7336.
Human safety has always been the main priority when working near an industrial robot. With the rise of Human-Robot Collaborative environments, physical barriers to avoiding collisions have been disappearing, increasing the risk of accidents and the need for solutions that ensure a safe Human-Robot Collaboration. This paper proposes a safety system that implements Speed and Separation Monitoring (SSM) type of operation. For this, safety zones are defined in the robot's workspace following current standards for industrial collaborative robots. A deep learning-based computer vision system detects, tracks, and estimates the 3D position of operators close to the robot. The robot control system receives the operator's 3D position and generates 3D representations of them in a simulation environment. Depending on the zone where the closest operator was detected, the robot stops or changes its operating speed. Three different operation modes in which the human and robot interact are presented. Results show that the vision-based system can correctly detect and classify in which safety zone an operator is located and that the different proposed operation modes ensure that the robot's reaction and stop time are within the required time limits to guarantee safety.